Our culture is derived from our values and guiding principles.  They are the foundation that leads us daily and illuminates our path forward.  We simply call it our Client Covenant

  • Always tell you the truth
  • Do the very best we can
  • Treat you and your family as we do our own
  • Be confidential, objective and completely committed to the realization of your visions, goals and dreams
  • Challenge our most deeply held convictions by the continuance of our education
  • Be good stewards in the community

Strategic Relationship

We utilize a strategic relationship with LPL Financial to provide custodianship of our Client’s assets. LPL was founded with a pioneering vision: to help entrepreneurial financial advisors establish successful businesses through which they could offer truly independent financial guidance and advice.

LPL was formed in 1989 through the merger of Linsco, established in 1968, and Private Ledger, founded in 1973. Today, with over 16,400 advisors* and over 3,000 employees in the Fort Mill, Boston and San Diego headquarters, we are supplied with Client service support, innovative tools, independent research and state-of-the-art technology.

For more information on LPL Financial, visit www.lpl.com.  

*Trailing 12 months